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Compliance Officer Jobs

2 matches | 1 - 2 displayed    1    date  location  job detail Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/ Jul 08,2022 USA-NY-Albany Associate Compliance Officer REMOTE ASSOCIATE COMPLIANCE OFFICER MORTGAGE BANKING Fusco Personnel is actively recruiting for an Associate Compliance Officer to join a growing mortgage banking organization headquartered in Albany, NY. This is a FT Direct Hire opportunity. QUALIFICATIONS: Bachelor?s Degree required, advanced deg

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